Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Thomas Coutts

  IRN TBC01009

  • [FCA CF] Significant management (since 20 Apr 2026)
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
  • CF4 Partner (1 May 2014 to 8 Dec 2019)
  • CF29 Significant management (17 May 2011 to 14 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Thomas David Patchett

  IRN TDP01029

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas James Portwood

  IRN TXP00143

  • [FCA CF] Client dealing (since 23 Aug 2021)
• Thomas Matthew Blakeney Hodges

  IRN TXH00191

  • [FCA CF] Client dealing (since 16 Apr 2021)
• Thomas Michael Brewis

  IRN TMB01026

  • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 30 Apr 2014)
• Thomas Patrick Walsh

  IRN TPW01025

  • [FCA CF] Material risk taker (since 1 May 2022)
  • SMF27 Partner (since 1 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Jan 2022 to 30 Apr 2022)
  • CF30 Customer (20 Nov 2009 to 8 Dec 2019)
• Thomas Record

  IRN TAR01045

  • CF30 Customer (1 Nov 2007 to 13 Dec 2013)
  • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
• Thomas Scott Nisbet

  IRN TSN01005

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 May 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 23 Dec 2003)
• Thomas Sean Danaher

  IRN TSD01024

  • [FCA CF] Client dealing (since 9 Aug 2022)
• Thomas Slater

  IRN TKS01011

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
  • CF4 Partner (1 May 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Sep 2003 to 31 Oct 2007)

No changes recorded yet.