Thomas Record

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 21 Oct 2024)
FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 1 Feb 2024)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- [FCA CF] Manager of certification employee (19 Jul 2022 to 1 Nov 2023)
- [FCA CF] Client dealing (1 Apr 2022 to 1 Nov 2023)
Baillie Gifford & Co Limited (no longer approved here)
FRN 119179
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
Baillie Gifford Overseas Limited (no longer approved here)
FRN 121818
- CF30 Customer (1 Nov 2007 to 13 Dec 2013)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
Baillie Gifford & Co (no longer approved here)
FRN 142597
- CF30 Customer (1 Nov 2007 to 13 Dec 2013)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.