Baggette & Company Wealth Management Limited

• Principal Place of Business

  North House

  Braeside Business Park, Sterte Avenue West

  Poole

  Dorset

  BH15 2BX

  UNITED KINGDOM

  Phone

  +4401202676983

  Web

  https://www.baggette.co.uk

• Complaints Contact

  North House

  Braeside Business Park, Sterte Avenue West

  Poole

  Dorset

  BH15 2BX

  UNITED KINGDOM

  Phone

  +4401202676983

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Keith Alexander Baggette

  IRN KAB00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2023)
  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Apr 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2023)
  • Responsibility for MCD Intermediation (29 Apr 2016 to 6 Apr 2023)
  • CF10 Compliance Oversight (2 Nov 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Nov 2011 to 21 Oct 2015)
  • CF1 Director (16 Aug 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Aug 2010 to 30 Sep 2018)
  • CF30 Customer (16 Aug 2010 to 8 Dec 2019)
• Kerry Lynn Palethorpe

  IRN KLP00005

  • CF30 Customer (16 Aug 2010 to 30 Nov 2011)
• Kevin Doran

  IRN KXD01102

  • CF2 Non Executive Director (15 Jun 2017 to 29 Nov 2019)
• Kevin reginald Fairey

  IRN KRF01013

  • CF30 Customer (1 Sep 2010 to 31 May 2011)
• Kristian Kolb

  IRN KXK00013

  • CF30 Customer (16 Aug 2010 to 1 Sep 2014)
• Luke Raymond Richard John Atkinson

  IRN LXA01137

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
• Maria Bridgette Herrington

  IRN MBH01055

  • CF11 Money Laundering Reporting (19 Oct 2015 to 19 Mar 2018)
• Neil Harper Surtees

  IRN NHS00005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Aug 2010 to 30 Jun 2011)
• Nicholas Christopher Kesley

  IRN NXK00012

  • CF30 Customer (16 Aug 2010 to 21 Dec 2012)
• Oscar Magnus Hjalmas

  IRN KOH01005

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 24 Mar 2023)
  • SMF3 Executive Director (since 24 Mar 2023)
  • Responsibility for MCD Intermediation (since 24 Mar 2023)
  • Responsible for Insurance Distribution (since 24 Mar 2023)
  • [FCA CF] Manager of certification employee (since 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Apr 2015 to 8 Dec 2019)

• HOMELINE MORTGAGES LIMITED (no longer appointed)

  FRN 565780 · Appointed 5 Oct 2011 · Until 30 Apr 2020

No changes recorded yet.