Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DELTA MORTGAGES LIMITED
FRN 921485
- SMF3 Executive Director (since 8 Aug 2025)
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Baggette & Company Wealth Management Limited
FRN 522193
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsibility for MCD Intermediation (since 24 Mar 2023)
- Responsible for Insurance Distribution (since 24 Mar 2023)
- SMF16 Compliance Oversight (since 24 Mar 2023)
- SMF3 Executive Director (since 24 Mar 2023)
- [FCA CF] Manager of certification employee (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (10 Apr 2015 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2020 to 17 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2021)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
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- (56)Employed By (9 Sep 2013 to 5 Mar 2015)
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- CF30 Customer (9 Sep 2013 to 5 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (56)Employed By at One Financial Planning Ltd