Luke Raymond Richard John Atkinson

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baggette & Company Wealth Management Limited

    FRN 522193

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 May 2024)
    • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • DELTA MORTGAGES LIMITED

    FRN 921485

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • SMF3 Executive Director (since 3 Jun 2020)
    • [FCA CF] Significant management (3 Jun 2020 to 13 Mar 2023)
    • SMF16 Compliance Oversight (3 Jun 2020 to 9 Mar 2021)
    • [FCA CF] CASS oversight function (3 Jun 2020 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (3 Jun 2020 to 13 Mar 2023)
    • [FCA CF] Manager of certification employee (3 Jun 2020 to 13 Mar 2023)
    • Responsibility for MCD Intermediation (3 Jun 2020 to 9 Mar 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (11 May 2023 to 3 May 2024)
    • CF30 Customer (25 Apr 2023 to 3 May 2024)
    • [FCA CF] Functions requiring qualifications (10 Mar 2023 to 11 May 2023)
    • [FCA CF] Client dealing (10 Mar 2023 to 11 May 2023)
  • Holt Financial Services Limited (no longer approved here)

    FRN 652420

    • Employed By (25 Apr 2023 to 3 May 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (12 May 2015 to 21 Dec 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (12 May 2015 to 21 Dec 2016)
  • HJS Financial Planning Limited (no longer approved here)

    FRN 218007

    • (8)Employed By (6 May 2015 to 21 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 26 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.