Baggette & Company Wealth Management Limited

• Principal Place of Business

  North House

  Braeside Business Park, Sterte Avenue West

  Poole

  Dorset

  BH15 2BX

  UNITED KINGDOM

  Phone

  +4401202676983

  Web

  https://www.baggette.co.uk

• Complaints Contact

  North House

  Braeside Business Park, Sterte Avenue West

  Poole

  Dorset

  BH15 2BX

  UNITED KINGDOM

  Phone

  +4401202676983

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Pamela Rosemary Stott

  IRN PRS00026

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
  • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
• Paul Mark Andrews

  IRN PMA00014

  • [FCA CF] Manager of certification employee (27 May 2021 to 30 Apr 2022)
  • CF11 Money Laundering Reporting (16 Aug 2010 to 14 Sep 2011)
  • CF10 Compliance Oversight (16 Aug 2010 to 14 Sep 2011)
  • CF1 Director (16 Aug 2010 to 14 Sep 2011)
• Paul Michael Chandler

  IRN PMC01167

  • CF30 Customer (7 Feb 2011 to 3 Sep 2012)
• Peter Alfred Frederick Connew

  IRN PXC00179

  • [FCA CF] Functions requiring qualifications (18 Jul 2023 to 30 Sep 2025)
• Robert David Stapleton Carter

  IRN RDC00002

  • CF30 Customer (2 May 2012 to 24 Dec 2013)
• Sandra Jane Toole

  IRN SXT00246

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2024)
  • [FCA CF] Manager of certification employee (since 2 Apr 2024)
• Sharon Poulton

  IRN PXS01911

  • CF30 Customer (16 Aug 2010 to 12 Oct 2011)
• Shaun Joseph Parker

  IRN SXP00955

  • [FCA CF] Functions requiring qualifications (17 Jun 2024 to 21 Nov 2025)
• Stephen Derek Foster

  IRN SDF00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2023)
  • [FCA CF] Client dealing (since 15 Dec 2023)
• Stuart Alexander Buchan

  IRN SAB01299

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Nov 2017 to 8 Dec 2019)

• HOMELINE MORTGAGES LIMITED (no longer appointed)

  FRN 565780 · Appointed 5 Oct 2011 · Until 30 Apr 2020

No changes recorded yet.