Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • [FCA CF] Manager of certification employee (27 May 2021 to 30 Apr 2022)
    • CF1 Director (16 Aug 2010 to 14 Sep 2011)
    • CF10 Compliance Oversight (16 Aug 2010 to 14 Sep 2011)
    • CF11 Money Laundering Reporting (16 Aug 2010 to 14 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.