Stephen Derek Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baggette & Company Wealth Management Limited

    FRN 522193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (8 Nov 2023 to 18 Dec 2023)
    • CF30 Customer (8 Nov 2023 to 18 Dec 2023)
  • Oakley Independent Advisers Limited (no longer approved here)

    FRN 1004073

    • (1)Employed By (8 Nov 2023 to 18 Dec 2023)
  • Young Financial Services Ltd (no longer approved here)

    FRN 230094

    • Employed By (18 May 2004 to 22 Dec 2008)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 5 Jun 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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