Aztec Financial Services (UK) Limited

• Principal Place of Business

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

  Web

  https://aztec.group

• Complaints Contact

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

• Private Fund Guardian

  Show 3 limitations Hide limitations

  • · The firm can perform only the depositary functions specified.
  • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
  • · The firm may act as trustee or depositary of non-EEA AIFs.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Metesh Vara

  IRN MXV00193

  • SMF3 Executive Director (since 27 Mar 2026)
  • [FCA CF] Significant management (since 19 Feb 2024)
• Michael Cruz

  IRN MXC01098

  • [FCA CF] Significant management (19 Feb 2024 to 24 Jun 2025)
• Nicola Hazlitt

  IRN NXH00286

  • [FCA CF] Manager of certification employee (since 17 Oct 2022)
  • [FCA CF] Significant management (since 1 Apr 2022)
• Paul David Harrison

  IRN PDH01147

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Sep 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 19 Sep 2025)
  • CF1 Director (4 Oct 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Oct 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Oct 2012 to 8 Dec 2019)
• Rebecca Helen Johnstone

  IRN RXJ00351

  • [FCA CF] Significant management (since 21 Jul 2025)
• Richard Tombleson

  IRN RXT00381

  • [FCA CF] Significant management (since 19 Feb 2024)
• Sarah Jane Fuller

  IRN SXF00183

  • [FCA CF] Manager of certification employee (since 18 Jan 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Shane Darryl Hatch

  IRN SXH03100

  • [FCA CF] Significant management (since 29 Jan 2026)
• Simon Malcolm Radford

  IRN SMR01147

  • CF1 Director (18 Nov 2010 to 31 Mar 2016)
• Simon Mark Bliss

  IRN SMB01161

  • [FCA CF] Significant management (since 8 Mar 2023)
  • [FCA CF] Manager of certification employee (since 8 Mar 2023)

No changes recorded yet.