Aztec Financial Services (UK) Limited

Date authorised
1 April 2013
Companies House
05702040
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aztec Financial Services UK Ltd
    Forum 4 Solent Business Park
    Parkway South
    Whiteley
    Fareham
    Hampshire
    PO15 7AD
    UNITED KINGDOM
    Phone
    +442382022300
  • Complaints Contact

    Aztec Financial Services UK Ltd
    Forum 4 Solent Business Park
    Parkway South
    Whiteley
    Fareham
    Hampshire
    PO15 7AD
    UNITED KINGDOM
    Phone
    +442382022300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 3 limitations
    • · The firm can perform only the depositary functions specified.
    • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
    • · The firm may act as trustee or depositary of non-EEA AIFs.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Recent activity

Updates to this firm's record on the FCA register.

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