Aztec Financial Services (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Aztec Financial Services UK LtdForum 4 Solent Business ParkParkway SouthWhiteleyFarehamHampshirePO15 7ADUNITED KINGDOM- Phone
- +442382022300
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Complaints Contact
Aztec Financial Services UK LtdForum 4 Solent Business ParkParkway SouthWhiteleyFarehamHampshirePO15 7ADUNITED KINGDOM- Phone
- +442382022300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Private Fund Guardian
Show 3 limitations Hide limitations
- · The firm can perform only the depositary functions specified.
- · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
- · The firm may act as trustee or depositary of non-EEA AIFs.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart James Fulton
IRN SXF00518
- SMF3 Executive Director (since 4 Mar 2025)
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Thomas Edward Roy Earl
IRN TXE00040
- [FCA CF] Significant management (9 Dec 2019 to 16 Feb 2022)
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Thomas Richards
IRN TXR00302
- [FCA CF] Significant management (since 6 Mar 2025)
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Tom Maurice Murphy
IRN TXM00648
- [FCA CF] Significant management (since 11 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.