Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aztec Financial Services (UK) Limited (no longer approved here)

    FRN 524081

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 19 Sep 2025)
    • CF1 Director (4 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.