Azets Wealth Management Limited

• Principal Place of Business

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

  Web

  https://www.azetswealthmanagement.co.uk

• Complaints Contact

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth David Nicholson

  IRN GDN01008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2022)
  • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
• Gareth Robert Allan

  IRN GXA01221

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Sep 2023)
• Gary Kevin Charlesworth

  IRN GKC00003

  • CF30 Customer (14 Feb 2013 to 30 Apr 2019)
  • CF1 Director (AR) (19 Sep 2012 to 2 Feb 2015)
• Geoffrey David Cavanagh

  IRN GDC01090

  • [FCA CF] Functions requiring qualifications (29 Jan 2025 to 20 Apr 2026)
  • [FCA CF] Client dealing (29 Jan 2025 to 20 Apr 2026)
  • CF30 Customer (10 Feb 2012 to 8 Dec 2019)
• George Errington Slack

  IRN GES00007

  • CF30 Customer (1 Nov 2007 to 18 Feb 2010)
  • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Jun 2006 to 31 Oct 2007)
• Gordon Alexander Young

  IRN GAY01009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
• Gordon Dyson

  IRN GXD01198

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (2 Jun 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
• Graeme Clark Dreghorn

  IRN GCD01037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 6 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
  • [FCA CF] Client dealing (since 20 Feb 2023)
• Graeme Thomas Smith

  IRN GTS01040

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
• Henry John Chamberlain

  IRN HXC00141

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • [FCA CF] Client dealing (since 3 Nov 2025)

• Mr David William Brown (no longer appointed)

  FRN 602726 · Appointed 19 Jun 2013 · Until 25 Apr 2014

• Ian Frazer Financial Planning Limited (no longer appointed)

  FRN 595940 · Appointed 18 Feb 2013 · Until 20 Mar 2014

• Denis Turnbull Financial Services Limited (no longer appointed)

  FRN 591183 · Appointed 14 Nov 2012 · Until 5 Feb 2015

• Mr Gary Kevin Charlesworth (no longer appointed)

  FRN 585398 · Appointed 27 Jul 2012 · Until 5 Feb 2015

No changes recorded yet.