Graeme Clark Dreghorn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
    • [FCA CF] Client dealing (since 20 Feb 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (9 Jun 2014 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (23 Sep 2011 to 27 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 Apr 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.