Gordon Alexander Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
    • [FCA CF] Client dealing (since 9 Nov 2023)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 3 Nov 2023)
    • [FCA CF] Client dealing (28 Jan 2021 to 3 Nov 2023)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (18 Mar 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (18 Mar 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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