Gareth Robert Allan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 25 Sep 2023)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (27 Mar 2012 to 31 Mar 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Aug 2011 to 7 Feb 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2005 to 30 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.