AXA XL Underwriting Agencies Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Bertrand Poupart-Lafarge
IRN BXP01398
- Director of firm who is not a certification employee or a SMF manager (since 27 Nov 2019)
Brian Kevin Bissett
IRN BKB01009
- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF19 Significant Mgt (Financial Resources) (20 Dec 2005 to 31 Oct 2007)
Bryan Ruthven Patrick Joseph
IRN BRJ01015
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 26 Apr 2023)
- SIMF11 Chair of the Audit Committee (20 Dec 2017 to 9 Dec 2018)
Carol Ann Richmond
IRN CAR01046
- SMF10 Chair of the Risk Committee (since 23 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (10 Jul 2023 to 23 Oct 2023)
Caroline Louise Element
IRN CLD01033
- CF1 Director (21 Jun 2007 to 30 Oct 2007)
Charles Frederick Alexander Cooper
IRN CXC19023
- SMF7 Group Entity Senior Manager (3 Dec 2019 to 9 Mar 2022)
Christopher John Read
IRN CXR21296
- SMF24 Chief Operations (since 10 Jan 2020)
Christopher MacDonald Stooke
IRN CMS01058
- CF1 Director (1 Mar 2003 to 23 Nov 2005)
Christopher Wazieer Khan
IRN CWK01017
- SIMF5 Head of Internal Audit Function (21 Sep 2016 to 28 Jul 2017)
Claire Aimie Ighodaro
IRN CAI01012
- SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2022)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2022)
- SIMF12 Chair of the Remuneration Committee (18 Dec 2017 to 9 Dec 2018)
- SIMF9 Chairman (18 Dec 2017 to 9 Dec 2018)
- SIMF11 Chair of the Audit Committee (12 Jan 2017 to 18 Dec 2017)

Smaller firms operating under this firm's FCA authorisation.

Catlin Risk Solutions Limited
FRN 461880 · Appointed 27 Dec 2006
China Re Underwriting Agency Limited (no longer appointed)
FRN 647200 · Appointed 23 Sep 2014 · Until 31 Mar 2019
Catlin Ecosse Insurance Limited (no longer appointed)
FRN 402438 · Appointed 14 Jan 2005 · Until 20 Jun 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.