Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Darren Howe

  IRN DXH00108

  • [FCA CF] Significant management (since 27 Sep 2022)
• David Arthur Hazell

  IRN DAH01185

  • CF10a CASS Oversight function (1 Oct 2011 to 29 Feb 2012)
  • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
  • CF11 Money Laundering Reporting (19 Jul 2010 to 29 Feb 2012)
• David Barclay Barral

  IRN DBB01017

  • CF3 Chief Executive (13 Jul 2011 to 9 Jul 2013)
  • CF29 Significant management (1 Nov 2007 to 8 Apr 2008)
  • CF17 Significant Mgt (Other Business Operations) (22 Jun 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (22 Jun 2007 to 8 Apr 2008)
  • CF1 Director (12 Feb 2007 to 29 Jun 2007)
• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
  • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 12 Nov 2007)
  • CF13 Finance (9 May 2006 to 31 Oct 2007)
  • CF1 Director (9 May 2006 to 18 Jul 2007)
• David Hewison

  IRN DXH00307

  • [FCA CF] Significant management (since 9 Dec 2019)
• David Lorimer Young

  IRN DXY00070

  • [FCA CF] Significant management (since 8 Jul 2025)
• David Montgomery

  IRN DXM00298

  • SMF24 Chief Operations (since 20 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
• David Peter Croxon

  IRN DPC01092

  • CF26 Customer Trading (24 Mar 2005 to 10 Aug 2006)
• David Ross Hilton Heslop

  IRN DRH01061

  • CF1 Director (23 Aug 2006 to 29 Jun 2007)
• Deborah Stott

  IRN DXS01034

  • [FCA CF] Significant management (since 19 Aug 2024)

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