Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 7 Nov 2007)
- CF2 Non Executive Director (4 Jan 2005 to 25 Jul 2006)
- CF20 Significant Mgt (Settlements) (29 Aug 2003 to 31 Oct 2007)
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- CF1 Director (23 Aug 2006 to 29 Jun 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 19 Jan 2006)
- CF20 Significant Mgt (Settlements) (1 Sep 2005 to 12 Feb 2007)
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- CF3 Chief Executive (1 Apr 2005 to 12 Feb 2007)
- CF1 Director (28 Apr 2003 to 12 Feb 2007)
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- CF20 Significant Mgt (Settlements) (11 Jul 2003 to 14 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.