Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Kunal Oak

  IRN KXO00061

  • [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
  • [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
• Laura Davis

  IRN LXD00086

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
• Laura Emerson

  IRN LXE00034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
• Laura Kate Hawker

  IRN LXH00563

  • [FCA CF] Significant management (since 29 Jul 2024)
• Laura Mcmillan

  IRN LXM00084

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
• Laura Mcsorley

  IRN LXM00171

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
• Laurence Beckett

  IRN LXB00184

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
• Lee Walker

  IRN LXW67412

  • [FCA CF] Significant management (since 4 Mar 2024)
• Lindsey Rix-Broom

  IRN LXM01731

  • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
  • CF1 Director (11 Jun 2019 to 8 Dec 2019)
  • CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2020)
  • Responsible for Insurance Mediation (24 Jul 2017 to 30 Sep 2018)
  • CF29 Significant management (18 Jul 2017 to 11 Jun 2019)
• Lionel Smith

  IRN LXS01362

  • CF11 Money Laundering Reporting (1 Apr 2017 to 18 Jun 2017)

No changes recorded yet.