Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Lorna Maureen Whalley

  IRN LXW00401

  • SMF3 Executive Director (since 4 Dec 2024)
  • [FCA CF] Manager of certification employee (1 Jun 2024 to 3 Dec 2024)
  • [FCA CF] Significant management (1 Jun 2024 to 3 Dec 2024)
• Louise Kate Harper

  IRN LKH01028

  • CF10 Compliance Oversight (2 Dec 2009 to 6 Apr 2010)
• Louise Mccready

  IRN LXM00172

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2022)
• Lucy Kate Williams

  IRN LKW00011

  • CF10 Compliance Oversight (9 Aug 2007 to 2 Dec 2009)
• Lynsey Keeling

  IRN LXK00055

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2020)
• Madeleine Nolan

  IRN MXN00063

  • SMF18 Other Overall Responsibility (20 Feb 2024 to 31 Mar 2026)
  • [FCA CF] Significant management (25 Oct 2021 to 19 Feb 2024)
• Maiyuresh Rajahmaheswaran

  IRN MXR01369

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Significant management (since 25 Oct 2021)
• Manav Verma

  IRN MXV00149

  • [FCA CF] Significant management (since 1 Apr 2024)
• Mandy Loadman

  IRN MXL00096

  • [FCA CF] Significant management (1 Dec 2020 to 22 Oct 2021)
• Mark Begley

  IRN MXB00127

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)

No changes recorded yet.