Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Sturman

    IRN JXS00805

    • [FCA CF] Significant management (27 Oct 2021 to 1 Feb 2022)
  • Jan-Hendrik Erasmus

    IRN JXE27104

    • SMF7 Group Entity Senior Manager (15 Apr 2020 to 15 Apr 2020)
  • Jane Carmel Ann Poole

    IRN JXP32228

    • SMF7 Group Entity Senior Manager (23 Aug 2021 to 9 Apr 2024)
  • Jasmin Slider

    IRN JXS00343

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2020)
  • Jason Michael Windsor

    IRN JMW01117

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (24 Sep 2019 to 8 Dec 2019)
  • Jason Philip Storah

    IRN JXS01565

    • SMF7 Group Entity Senior Manager (since 21 Nov 2023)
    • [FCA CF] Manager of certification employee (30 Aug 2023 to 20 Nov 2023)
  • John Cummings

    IRN JXC28055

    • SMF7 Group Entity Senior Manager (since 27 May 2022)
    • SMF24 Chief Operations (4 Jun 2020 to 25 Apr 2021)
    • SMF3 Executive Director (4 Jun 2020 to 26 May 2022)
    • [FCA CF] Significant management (31 Jan 2020 to 3 Jun 2020)
  • Jonathan Marsh

    IRN JXM00123

    • [FCA CF] Significant management (3 Feb 2020 to 1 Apr 2022)
  • Jonathan Scott Wheway

    IRN JSW01157

    • CF2 Non Executive Director (12 Jun 2016 to 31 Dec 2016)
  • Julian Ray Woodford

    IRN JRW01250

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 20 Dec 2019)
    • CF1 Director (21 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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