Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Anne Winup

    IRN KAW01054

    • CF1 Director (12 Jun 2016 to 20 Jan 2017)
  • Kerry Anne Chilvers

    IRN KXC00018

    • [FCA CF] Significant management (since 25 Mar 2025)
  • Kevin Richard Willis

    IRN KRW01061

    • CF28 Systems and controls (12 Jun 2016 to 30 Jan 2017)
    • CF10 Compliance Oversight (12 Jun 2016 to 30 Jan 2017)
    • CF11 Money Laundering Reporting (12 Jun 2016 to 30 Jan 2017)
  • Kirstine Ann Cooper

    IRN KAC01088

    • [FCA CF] Manager of certification employee (24 May 2023 to 31 Dec 2023)
    • CF1 Director (12 Jun 2016 to 28 Sep 2018)
  • Louise Mary Kirkbride

    IRN LXK27377

    • [FCA CF] Significant management (31 Mar 2020 to 30 Sep 2021)
  • Manav Verma

    IRN MXV00149

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Marco Daniel Hook Distefano

    IRN MXD00065

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • Maria Carmen Herrero Bullich

    IRN MXH00052

    • [FCA CF] Significant management (3 Apr 2020 to 30 Sep 2020)
  • Marion Haley Bown

    IRN MXB00807

    • SMF16 Compliance Oversight (28 Dec 2023 to 24 Jun 2024)
    • SMF4 Chief Risk (1 Dec 2022 to 24 Jun 2024)
  • Mark Andrew Wilson

    IRN MAW01326

    • CF1 Director (12 Jun 2016 to 9 Oct 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.