Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marta Zarraga

    IRN MXZ00007

    • [FCA CF] Significant management (9 Dec 2019 to 10 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Apr 2020)
  • Martin Crust

    IRN MXC00085

    • [FCA CF] Significant management (15 Sep 2020 to 28 Jul 2023)
  • Martin James Whaley

    IRN MXW19053

    • SMF2 Chief Finance (9 Dec 2019 to 26 Apr 2020)
    • CF28 Systems and controls (11 Nov 2019 to 8 Dec 2019)
  • Martin John Muir

    IRN MJM01392

    • CF1 Director (9 Feb 2017 to 3 Sep 2018)
  • Martin Lamb

    IRN MXL88957

    • [FCA CF] Manager of certification employee (2 Feb 2026 to 29 Apr 2026)
  • Martin O'Malley

    IRN MXO01534

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (17 Jun 2019 to 8 Dec 2019)
  • Matthew James Ward

    IRN MXW00774

    • SMF4 Chief Risk (28 Mar 2025 to 15 May 2025)
    • SMF16 Compliance Oversight (20 Nov 2024 to 5 Aug 2025)
  • Matthew McGill

    IRN MRM01200

    • SMF3 Executive Director (since 21 Aug 2025)
    • [FCA CF] Manager of certification employee (25 Apr 2025 to 20 Aug 2025)
  • Matthew Samuel Fothergill

    IRN MXF10889

    • [FCA CF] Significant management (since 9 Sep 2025)
  • Maurice Ewen Tulloch

    IRN MET01075

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (12 Jun 2016 to 11 Oct 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.