Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Korner

    IRN MXK00395

    • [FCA CF] Significant management (8 Sep 2021 to 16 Dec 2021)
  • Michael Ian Linnitt

    IRN MXL00560

    • [FCA CF] Significant management (19 Jun 2023 to 21 Jan 2024)
  • Michael Philip Oakey

    IRN MXO00036

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
  • Monique Susan Shivanandan

    IRN MSS01188

    • CF1 Director (12 Jun 2016 to 15 Sep 2017)
  • Nathaniel Charles Adams

    IRN NXA00076

    • [FCA CF] Significant management (3 Jun 2024 to 24 Nov 2024)
  • Neil David Grady

    IRN NXG00153

    • [FCA CF] Significant management (since 1 Jul 2025)
  • Neil Harrison

    IRN NXH00071

    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Aug 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Aug 2020)
  • Niamh Higgins

    IRN NXH01600

    • SMF16 Compliance Oversight (6 Aug 2025 to 15 Jan 2026)
  • Nicola Charles

    IRN NAC01108

    • [FCA CF] Significant management (17 Jun 2020 to 9 Sep 2022)
  • Nigel Rippon

    IRN NXR00024

    • [FCA CF] Significant management (25 Feb 2020 to 18 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.