Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nitinbhai Babubhai Amin

    IRN NBA01022

    • SMF7 Group Entity Senior Manager (9 Dec 2021 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2021)
    • CF1 Director (12 Jun 2016 to 8 Dec 2019)
  • Olufemi Bamisaiye

    IRN OXB01242

    • SMF24 Chief Operations (6 Oct 2021 to 31 Mar 2023)
    • [FCA CF] Significant management (7 Jun 2021 to 5 Oct 2021)
  • Owen Morris

    IRN OXM21204

    • SMF9 Chair of the Governing Body (since 12 Dec 2025)
    • Responsible for Insurance Distribution (19 Aug 2021 to 12 Dec 2025)
    • SMF1 Chief Executive (19 Aug 2021 to 12 Dec 2025)
    • [FCA CF] Manager of certification employee (31 Jul 2020 to 18 Aug 2021)
    • [FCA CF] Significant management (31 Jul 2020 to 18 Aug 2021)
  • Paul Brencher

    IRN PCB01126

    • [FCA CF] Significant management (17 Aug 2020 to 1 Nov 2021)
  • Paul Pisano

    IRN PRP01072

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Aug 2022 to 27 Apr 2023)
  • Paul Vincent Boyle

    IRN PVB01019

    • CF1 Director (12 Jun 2016 to 21 Mar 2017)
  • Philip Reginald Kohler

    IRN PRK01045

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
  • Robert William Harrison

    IRN RXH00728

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
  • Robin Barker

    IRN RXB02310

    • Director of firm who is not a certification employee or a SMF manager (28 Sep 2021 to 1 Aug 2022)
  • Roderick Owen Moyse

    IRN RXM01145

    • [FCA CF] Significant management (since 2 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

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