Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Maillet

    IRN SXM17399

    • SMF7 Group Entity Senior Manager (29 May 2020 to 18 Dec 2020)
    • CF29 Significant management (6 Nov 2019 to 8 Dec 2019)
  • Seema Trimby

    IRN SXT00767

    • SMF4 Chief Risk (since 16 May 2025)
  • Stephen David Shaw

    IRN SXS00320

    • SMF1 Chief Executive (since 13 Nov 2025)
    • Responsible for Insurance Distribution (since 13 Nov 2025)
    • [FCA CF] Significant management (31 Jul 2020 to 12 Nov 2025)
  • Stephen Forder Pond

    IRN SFP01028

    • SMF7 Group Entity Senior Manager (17 Sep 2024 to 9 Mar 2026)
  • Stephen Gould

    IRN SXG00582

    • [FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
  • Steve Bridger

    IRN SXB90394

    • SMF3 Executive Director (18 Dec 2023 to 20 Aug 2025)
    • [FCA CF] Manager of certification employee (2 Feb 2022 to 17 Dec 2023)
    • [FCA CF] Significant management (25 Oct 2021 to 10 Oct 2022)
  • Stuart Curson

    IRN SXC00095

    • [FCA CF] Significant management (1 Aug 2021 to 9 Sep 2025)
  • Stuart Howard King

    IRN SXK02552

    • CF1 Director (12 Jun 2016 to 26 Jan 2017)
  • Stuart Ian McKellar

    IRN SXM01366

    • [FCA CF] Significant management (24 May 2023 to 28 Apr 2026)
  • Susan Margaret Kuczynska

    IRN SXK00788

    • [FCA CF] Significant management (since 23 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

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