Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Dawson Stoddard

    IRN TDS01059

    • CF1 Director (12 Jun 2016 to 30 Jun 2019)
  • Tom Latter

    IRN TJL01122

    • SMF2 Chief Finance (27 Apr 2020 to 5 Aug 2025)
    • SMF3 Executive Director (27 Apr 2020 to 5 Aug 2025)
  • Tracey Louise Crawley

    IRN TLG01027

    • SMF9 Chair of the Governing Body (15 Mar 2024 to 2 Apr 2025)
    • SMF16 Compliance Oversight (28 Apr 2021 to 31 Oct 2021)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Vicki Jane Mclean

    IRN VJH01026

    • [FCA CF] Significant management (since 2 Feb 2022)
  • William Michael Faulkner

    IRN WXF00025

    • [FCA CF] Significant management (9 Dec 2019 to 9 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.