Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rainer Simmons

    IRN RXS00663

    • [FCA CF] Functions requiring qualifications (7 Apr 2022 to 3 Feb 2025)
  • Ranila Ravi-Burslem

    IRN RXR00033

    • [FCA CF] Manager of certification employee (5 Oct 2020 to 30 Jul 2021)
    • [FCA CF] Significant management (5 Oct 2020 to 30 Jul 2021)
  • Rebecca Connolly

    IRN RXC00228

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Aug 2021)
  • Rebecca Love

    IRN RXL00065

    • [FCA CF] Functions requiring qualifications (13 Mar 2020 to 14 Jun 2022)
  • Riaan De Bruyn

    IRN RXD00358

    • [FCA CF] Significant management (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Richard Charles Smith

    IRN RCS01165

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Oct 2021)
  • Richard Geoffrey English

    IRN RGE01031

    • SMF5 Head of Internal Audit (since 13 Nov 2023)
  • Richard Gregg

    IRN RXG00059

    • [FCA CF] Manager of certification employee (since 7 Sep 2020)
  • Richard Paul Priestley

    IRN RPP01047

    • SMF7 Group Entity Senior Manager (since 15 May 2023)
  • Robert David Lewis

    IRN RXL91270

    • SMF5 Head of Internal Audit (16 Nov 2020 to 3 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.