Aviva Pension Trustees UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Senior staff personally approved by the FCA to hold their roles here.

Robert Edward Ferguson
IRN RXF00222
- [FCA CF] Functions requiring qualifications (16 Sep 2022 to 1 Jul 2025)
Robert Gurney Frederick Watts
IRN RXW00604
- [FCA CF] Significant management (1 Oct 2024 to 1 Nov 2025)
Robert Ian Houghton
IRN RIH01046
- CF1 Director (25 Jan 2011 to 18 Jun 2012)
Robert William Brightman
IRN RXB01031
- [FCA CF] Significant management (since 1 Mar 2025)
Robert William Harrison
IRN RXH00728
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
Robin Barker
IRN RXB02310
- SMF3 Executive Director (3 Mar 2022 to 1 Aug 2022)
- Responsible for Insurance Distribution (3 Mar 2022 to 1 Aug 2022)
- SMF1 Chief Executive (3 Mar 2022 to 1 Aug 2022)
- [FCA CF] Manager of certification employee (14 Apr 2021 to 2 Mar 2022)
- [FCA CF] Significant management (14 Apr 2021 to 2 Mar 2022)
- CF29 Significant management (17 Jul 2018 to 20 Mar 2019)
Rodney Philip Prezeau
IRN RPP01054
- CF1 Director (6 Aug 2015 to 30 Apr 2017)
Roger Charles Dix
IRN RCD01059
- CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
Rosanna Eagle
IRN RXE00019
- [FCA CF] Functions requiring qualifications (27 Feb 2020 to 13 Nov 2020)
Rosemary Harris
IRN RXH00169
- CF28 Systems and controls (13 Jul 2015 to 30 Jun 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.