Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roshni Ghose

    IRN RXG00616

    • [FCA CF] Significant management (since 1 Nov 2025)
  • Rosy Anand

    IRN RXA00072

    • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2020)
  • Roxanna Kiarass-Shirazi

    IRN RXK00063

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 18 Feb 2022)
  • Russell Welsh

    IRN RXW00172

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
  • Ryan Mcmorrow

    IRN RXM00156

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2021)
  • Saffron Lovell

    IRN SXF01261

    • [FCA CF] Significant management (since 1 Mar 2025)
  • Samantha Jane Mirehouse

    IRN SJM01338

    • [FCA CF] Significant management (since 2 Oct 2023)
  • Samantha Lorraine Stevenson

    IRN SXS05263

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
  • Samuel David Duro Potter

    IRN SXP00509

    • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 21 May 2024)
  • Samuel James Nixon

    IRN SXN00305

    • [FCA CF] Significant management (since 30 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.