Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Nathan Mackinnon

    IRN SXM04756

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
  • Samuel Raymond Sharp

    IRN SXS05715

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
  • Sara Thompson

    IRN SET01070

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
  • Sarah Anne Aldous

    IRN SXA02833

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2026)
  • Sarah Jean Layden

    IRN SXL00450

    • [FCA CF] Manager of certification employee (12 Jul 2022 to 5 Dec 2022)
    • [FCA CF] Significant management (12 Jul 2022 to 30 Jun 2025)
  • Sarah Louise Tuttle

    IRN SXT00533

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
  • Scott Brown

    IRN SXB00209

    • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2021)
  • Shane Murphy

    IRN SXM04367

    • [FCA CF] Significant management (since 14 Dec 2023)
  • Sharon Rodwell

    IRN SXR00117

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)
  • Shaun Anthony Gains

    IRN SXG00952

    • [FCA CF] Significant management (23 Oct 2025 to 10 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.