Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jordan Lee Guthrie

    IRN JXG00585

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (13 Dec 2022 to 26 May 2025)
  • Joseph Christopher Rooney

    IRN JXR00397

    • [FCA CF] Functions requiring qualifications (24 May 2021 to 18 Oct 2021)
  • Joseph Reginald Leathers-Watson

    IRN JXL00662

    • [FCA CF] Functions requiring qualifications (26 Apr 2023 to 21 Jun 2024)
  • Joshua Samuel Griffiths

    IRN JXG00151

    • [FCA CF] Manager of certification employee (7 Dec 2020 to 31 Jan 2022)
  • Juan Luis Gomez Reino

    IRN JXG01849

    • SMF24 Chief Operations (since 13 Feb 2024)
  • Julie Dawn Green

    IRN JDG01107

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
    • CF1 Director (14 Oct 2014 to 11 Jul 2018)
  • Julie Donnelly

    IRN JXD00140

    • [FCA CF] Functions requiring qualifications (10 May 2021 to 12 Dec 2022)
  • Karen Louise Howard

    IRN KXH00097

    • [FCA CF] Significant management (since 31 Mar 2026)
  • Karl Greenway

    IRN KXG00104

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Oct 2021)
  • Karolina Cetrauskaite

    IRN KXC00211

    • [FCA CF] Functions requiring qualifications (18 Nov 2021 to 1 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.