Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kate Taylor

    IRN KXT00119

    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 14 Jun 2022)
  • Katharine Johnston

    IRN KXJ00037

    • [FCA CF] Significant management (22 Apr 2020 to 12 Jul 2021)
  • Kathryn Cox

    IRN KXC00060

    • [FCA CF] Significant management (27 Mar 2020 to 18 Jun 2021)
  • Kathryn Elizabeth Standley

    IRN KXS00728

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 31 May 2024)
  • Kathryn Stringer

    IRN KXS00072

    • [FCA CF] Significant management (25 Oct 2021 to 31 Dec 2023)
  • Katie Colk

    IRN KXC00059

    • [FCA CF] Functions requiring qualifications (5 Feb 2020 to 1 Nov 2021)
  • Katie Tompkin

    IRN KXT00023

    • [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2020)
  • Keilly Ann Clark

    IRN KXC00280

    • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 27 Feb 2023)
  • Keith Thomas Jackson

    IRN KTJ01005

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (27 Apr 2007 to 31 Oct 2007)
  • Kelly Bradshaw

    IRN KXB00065

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.