Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Louise Duke

    IRN KXD00259

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
    • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 26 May 2024)
  • Kevin John Ryan

    IRN KXR00371

    • [FCA CF] Significant management (5 Dec 2024 to 31 Dec 2025)
  • Kevin Martin Murray

    IRN KMM01097

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
    • [FCA CF] CASS oversight function (since 10 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2026)
  • Kevin Woledge

    IRN KXW00137

    • [FCA CF] Significant management (9 Dec 2019 to 23 Jun 2021)
  • Kimberley Buckley

    IRN KXB00067

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
  • Kimberley Clement

    IRN KXD00102

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)
  • Kirstine Ann Cooper

    IRN KAC01088

    • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
  • Kris Black

    IRN KXB00151

    • [FCA CF] Manager of certification employee (16 Feb 2021 to 25 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
  • Kunal Oak

    IRN KXO00061

    • [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
    • [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
  • Kurtis Dean Peck

    IRN KXP00265

    • [FCA CF] Functions requiring qualifications (24 May 2022 to 30 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.