Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Anne Stewart-Smith

    IRN LAS01100

    • [FCA CF] Significant management (since 28 Jul 2022)
  • Laura Davis

    IRN LXD00086

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
  • Laura Eaton

    IRN LXE00010

    • [FCA CF] Functions requiring qualifications (22 Feb 2022 to 1 Sep 2022)
  • Laura Emerson

    IRN LXE00034

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Laura Gale

    IRN LXG00047

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Laura Kate Hawker

    IRN LXH00563

    • [FCA CF] Significant management (since 29 Jul 2024)
  • Laura Law

    IRN LXL00036

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 17 Jun 2024)
  • Laura Mcmillan

    IRN LXM00084

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Laura Mcsorley

    IRN LXM00171

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Laurence Beckett

    IRN LXB00184

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.