Aviva Pension Trustees UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lee Walker
IRN LXW67412
- [FCA CF] Significant management (since 4 Mar 2024)
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Liam Whittall
IRN LXW00037
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Manager of certification employee (since 6 May 2025)
- [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
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Lindsey Rix-Broom
IRN LXM01731
- SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
- SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2020)
- CF1 Director (11 Jun 2019 to 8 Dec 2019)
- CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2020)
- Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
- CF29 Significant management (18 Jul 2017 to 11 Jun 2019)
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Lionel Smith
IRN LXS01362
- CF11 Money Laundering Reporting (1 Apr 2017 to 18 Jun 2017)
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Lisa Marie Ward
IRN LXW00362
- [FCA CF] Functions requiring qualifications (1 Aug 2023 to 14 Apr 2025)
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Lorna Maureen Whalley
IRN LXW00401
- SMF3 Executive Director (since 4 Dec 2024)
- [FCA CF] Manager of certification employee (1 Jun 2024 to 3 Dec 2024)
- [FCA CF] Significant management (1 Jun 2024 to 3 Dec 2024)
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Louis Randall Burns
IRN LXB00369
- [FCA CF] Functions requiring qualifications (6 Dec 2021 to 18 Feb 2022)
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Louise Kate Harper
IRN LKH01028
- CF10 Compliance Oversight (2 Dec 2009 to 6 Apr 2010)
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Louise Mccready
IRN LXM00172
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2022)
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Lucy Kate Williams
IRN LKW00011
- CF10 Compliance Oversight (9 Aug 2007 to 2 Dec 2009)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.