Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Littler

    IRN LXW00039

    • [FCA CF] Functions requiring qualifications (27 May 2022 to 28 Nov 2022)
  • Lucy Shippam

    IRN LXS00071

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 5 Mar 2021)
  • Lydia Jean Whalley

    IRN LXW00489

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
  • Lynette Briggs

    IRN LXB00064

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2022)
  • Lynn Elizabeth Morrison Madders

    IRN LXM00402

    • [FCA CF] Manager of certification employee (28 Feb 2022 to 3 Jul 2023)
  • Lynsey Keeling

    IRN LXK00055

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2020)
  • Madeleine Nolan

    IRN MXN00063

    • SMF18 Other Overall Responsibility (20 Feb 2024 to 31 Mar 2026)
    • [FCA CF] Significant management (25 Oct 2021 to 19 Feb 2024)
  • Madeline Gee

    IRN MXG00095

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2020)
  • Maiyuresh Rajahmaheswaran

    IRN MXR01369

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 14 Jun 2021)
    • [FCA CF] Manager of certification employee (14 Jun 2021 to 25 Oct 2021)
  • Malcolm Goodwin

    IRN MXG00098

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.