Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manav Verma

    IRN MXV00149

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Mandy Loadman

    IRN MXL00096

    • [FCA CF] Significant management (1 Dec 2020 to 22 Oct 2021)
  • Marie Widdows

    IRN MXW00127

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2021)
  • Mark Begley

    IRN MXB00127

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
  • Mark Brian Chaplin

    IRN MXC01896

    • SMF7 Group Entity Senior Manager (20 Aug 2020 to 27 May 2022)
    • CF28 Systems and controls (1 Jul 2017 to 13 Aug 2018)
  • Mark Price

    IRN MXP00132

    • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 18 Feb 2022)
  • Mark Simon Edwards

    IRN MXE00183

    • [FCA CF] Manager of certification employee (since 20 Jan 2022)
  • Mark Steven Hodges

    IRN MSH01039

    • CF29 Significant management (10 May 2010 to 2 Jun 2011)
    • CF8 Apportionment and Oversight (27 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (27 Apr 2007 to 10 May 2010)
    • CF1 Director (27 Apr 2007 to 10 May 2010)
  • Marta Zarraga

    IRN MXZ00007

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
  • Martha Lotte Phillips

    IRN MXP00133

    • [FCA CF] Significant management (13 May 2020 to 31 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.