Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Hall

    IRN MXH00353

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Martin Lamb

    IRN MXL88957

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Martin O'Malley

    IRN MXO01534

    • SMF5 Head of Internal Audit (5 May 2023 to 12 Nov 2023)
  • Martin Rumsey

    IRN MXR00361

    • [FCA CF] Significant management (23 Jun 2021 to 25 Oct 2021)
  • Maryam Sahar Mumtaz

    IRN MXM01026

    • [FCA CF] CASS oversight function (8 Dec 2022 to 6 May 2024)
  • Matthew Anderson

    IRN MXA00154

    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (13 May 2020 to 3 Nov 2025)
  • Matthew Gaskin

    IRN MXG00568

    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 26 May 2025)
  • Matthew Jasper Cox

    IRN MJC01683

    • SMF5 Head of Internal Audit (28 Aug 2020 to 15 Nov 2020)
  • Matthew McGill

    IRN MRM01200

    • [FCA CF] Manager of certification employee (21 Sep 2021 to 25 Oct 2021)
    • [FCA CF] Significant management (21 Sep 2021 to 25 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2021)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
  • Megan Hazlehurst

    IRN MXH03326

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.