Maryam Sahar Mumtaz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Interactive Investor Services Limited
FRN 141282
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 7 May 2024)
Aviva Wrap UK Limited (no longer approved here)
FRN 231530
- [FCA CF] CASS oversight function (8 Dec 2022 to 6 May 2024)
Aviva Pension Trustees UK Limited (no longer approved here)
FRN 465132
- [FCA CF] CASS oversight function (8 Dec 2022 to 6 May 2024)
Aviva Investment Solutions UK Limited (no longer approved here)
FRN 515334
- [FCA CF] CASS oversight function (8 Dec 2022 to 6 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.