Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mercedes Tracey Cragg

    IRN MXC01148

    • [FCA CF] Functions requiring qualifications (22 May 2024 to 1 Jul 2025)
  • Michael Hogg

    IRN MXH14683

    • SMF1 Chief Executive (since 19 Aug 2024)
    • Responsible for Insurance Distribution (since 19 Aug 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Jul 2019 to 8 Dec 2019)
  • Michael Neil

    IRN MXN00112

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Michael Robert Alan Stokoe

    IRN MXS05053

    • [FCA CF] CASS oversight function (13 May 2024 to 1 Feb 2026)
  • Michael Sasaki

    IRN MXS00816

    • [FCA CF] Significant management (since 29 May 2025)
  • Michael Stephens

    IRN MXS05370

    • [FCA CF] Significant management (27 Aug 2025 to 3 Nov 2025)
  • Michele Golunska

    IRN MFB01057

    • SMF18 Other Overall Responsibility (since 9 Feb 2023)
    • [FCA CF] Significant management (1 Aug 2022 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 8 Feb 2023)
  • Michelle Drage

    IRN MXD01807

    • CF29 Significant management (6 Oct 2008 to 1 Dec 2008)
  • Mohd Safvan Trumboo

    IRN MXT00356

    • [FCA CF] CASS oversight function (14 Mar 2022 to 26 Jun 2023)
  • Monty Matthew Robert Jordan

    IRN MXJ00480

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

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