Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mr David McHugh

    IRN MXD00361

    • [FCA CF] Significant management (18 Jun 2021 to 25 Oct 2021)
  • Natalie Knowles

    IRN NXK00078

    • [FCA CF] Significant management (9 Dec 2019 to 4 Oct 2022)
  • Natasha Milton

    IRN NXM00077

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
  • Neil David Grady

    IRN NXG00153

    • [FCA CF] Significant management (25 Nov 2021 to 30 Jun 2025)
  • Neil Harrison

    IRN NXH00071

    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • Netty Raud

    IRN NXR00326

    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 2 Mar 2026)
  • Nicholas John Robertson

    IRN NXR00263

    • [FCA CF] Significant management (19 Jun 2023 to 21 Jan 2024)
  • Nicholas Jones

    IRN NXJ00053

    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Feb 2026)
  • Nicolaos Andreas Nicandrou

    IRN NAN01013

    • CF1 Director (27 Apr 2007 to 27 Apr 2009)
  • Nigel Mikulik

    IRN NXM00078

    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.