Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ogechi Amarachi Ekeanyanwu

    IRN OXE00051

    • [FCA CF] CASS oversight function (18 Nov 2024 to 19 Jan 2026)
  • Oliver Butler

    IRN OXB00014

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 5 Sep 2022)
  • Paige Keyworth

    IRN PXK00106

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Feb 2020)
  • Patricia Murphy

    IRN PXC00257

    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
    • [FCA CF] Manager of certification employee (11 Jan 2023 to 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 3 Jul 2023)
  • Patrick Colm Peter Tiernan

    IRN PCT01022

    • SMF9 Chair of the Governing Body (15 Apr 2020 to 27 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2020)
    • CF1 Director (7 Mar 2018 to 8 Dec 2019)
  • Patrick Neville

    IRN PXN01195

    • CF29 Significant management (19 Jan 2009 to 28 Jul 2011)
  • Paul Anthony Reeves Fletcher

    IRN PXF00206

    • [FCA CF] Significant management (4 Jan 2023 to 1 Sep 2025)
  • Paul Delamere

    IRN PXD28323

    • SMF24 Chief Operations (2 Jun 2020 to 31 Jul 2021)
    • [FCA CF] Manager of certification employee (19 May 2020 to 1 Jun 2020)
  • Paul Haddon

    IRN PXH00168

    • [FCA CF] Manager of certification employee (28 Jan 2020 to 1 Oct 2021)
  • Paul Leonard Mylet

    IRN PLM01058

    • SMF7 Group Entity Senior Manager (19 Apr 2023 to 14 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.