Aviva Pension Trustees UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Senior staff personally approved by the FCA to hold their roles here.

Paul Lightbody
IRN PXL00063
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
Paul Matthew Cane
IRN PXC00407
- SMF18 Other Overall Responsibility (5 Jun 2023 to 31 Dec 2023)
Paul Pisano
IRN PRP01072
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2023)
- CF11 Money Laundering Reporting (2 Jan 2019 to 8 Dec 2019)
Paul Wilson
IRN PMW00004
- SMF18 Other Overall Responsibility (28 Apr 2021 to 30 Sep 2021)
- [FCA CF] Significant management (9 Dec 2019 to 27 Apr 2021)
Penney Daly
IRN PXD00044
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2020)
Peta Banks
IRN PXB00091
- [FCA CF] Manager of certification employee (23 Jan 2020 to 1 May 2020)
Peter Beddoes
IRN PXB00093
- [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2020)
Philip Craig Willcock
IRN PCW01074
- CF1 Director (10 Aug 2011 to 2 Dec 2013)
Rachel Hannon
IRN RXH84102
- SMF18 Other Overall Responsibility (since 14 May 2025)
- [FCA CF] Significant management (27 May 2022 to 13 May 2025)
Rachel Whitaker
IRN RXW00212
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.