Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephanie Bluff

  IRN SXB00211

  • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 10 Apr 2026)
• Stephen Albert Titcombe

  IRN SAT00022

  • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
• Stephen Andrew Joseph Mann

  IRN SAM01098

  • CF29 Significant management (1 Nov 2007 to 29 Feb 2008)
  • CF2 Non Executive Director (1 Jun 2007 to 29 Feb 2008)
  • CF17 Significant Mgt (Other Business Operations) (12 Feb 2007 to 31 Oct 2007)
  • CF1 Director (29 Mar 2005 to 11 Aug 2006)
• Stephen Doherty

  IRN SXD78367

  • SMF7 Group Entity Senior Manager (since 30 Apr 2021)
• Stephen Forder Pond

  IRN SFP01028

  • [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
• Stephen Gould

  IRN SXG00582

  • SMF7 Group Entity Senior Manager (5 May 2023 to 3 Dec 2023)
  • [FCA CF] Manager of certification employee (24 Oct 2022 to 4 May 2023)
• Stephen Graham

  IRN SXG00119

  • CF21 Investment Adviser (22 Apr 2002 to 22 Apr 2002)
• Stephen Hampson

  IRN SXH00451

  • [FCA CF] Significant management (2 Sep 2022 to 24 Feb 2023)
• Stephen James Hayes

  IRN SJH01615

  • [FCA CF] Manager of certification employee (since 4 Oct 2021)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Sep 2020)
• Stephen Joseph Michael Marsh

  IRN SJM01181

  • CF2 Non Executive Director (29 Nov 2011 to 24 Sep 2012)
  • CF29 Significant management (23 Feb 2011 to 29 Nov 2011)
  • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
  • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)

• Aviva Management Services UK Limited (no longer appointed)

  FRN 575113 · Appointed 10 Oct 2017 · Until 30 Jan 2023

• Age Concern Swansea (no longer appointed)

  FRN 223596 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Blackpool (no longer appointed)

  FRN 223593 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Wiltshire (no longer appointed)

  FRN 223613 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Havering Trading Ltd (no longer appointed)

  FRN 223595 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Runnymede (no longer appointed)

  FRN 223597 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Devon (no longer appointed)

  FRN 223594 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barrow & District (no longer appointed)

  FRN 223591 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barnstaple & District (no longer appointed)

  FRN 223592 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age UK Shropshire Telford & Wrekin (no longer appointed)

  FRN 414951 · Appointed 5 Feb 2003 · Until 14 Jan 2004

No changes recorded yet.