Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Marshall

  IRN SXM00222

  • [FCA CF] Functions requiring qualifications (22 Jan 2020 to 25 Apr 2022)
• Stephen Paul Trickett

  IRN SPT01067

  • SMF14 Senior Independent Director (10 Dec 2018 to 30 Aug 2023)
  • SIMF14 Senior Independent Director (10 Jul 2018 to 9 Dec 2018)
• Stephen Shone

  IRN SXS01255

  • CF29 Significant management (5 Feb 2014 to 27 Nov 2015)
• Stephen Treloar

  IRN SXT01336

  • CF29 Significant management (4 Apr 2014 to 6 Nov 2015)
• Steve Bridger

  IRN SXB90394

  • [FCA CF] Manager of certification employee (1 Jun 2020 to 25 Apr 2025)
  • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2020)
• Steve Eve

  IRN SXE00038

  • [FCA CF] Manager of certification employee (6 May 2020 to 8 Nov 2021)
• Steven Anthony Adams

  IRN SAA01048

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 17 Aug 2002)
• Steven Cush

  IRN SXC00197

  • [FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Dec 2020)
• Steven Daniel Hood

  IRN SXH01215

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2024)
• Steven Neil Parkin

  IRN SXP00724

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2023)

• Aviva Management Services UK Limited (no longer appointed)

  FRN 575113 · Appointed 10 Oct 2017 · Until 30 Jan 2023

• Age Concern Swansea (no longer appointed)

  FRN 223596 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Blackpool (no longer appointed)

  FRN 223593 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Wiltshire (no longer appointed)

  FRN 223613 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Havering Trading Ltd (no longer appointed)

  FRN 223595 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Runnymede (no longer appointed)

  FRN 223597 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Devon (no longer appointed)

  FRN 223594 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barrow & District (no longer appointed)

  FRN 223591 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barnstaple & District (no longer appointed)

  FRN 223592 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age UK Shropshire Telford & Wrekin (no longer appointed)

  FRN 414951 · Appointed 5 Feb 2003 · Until 14 Jan 2004

No changes recorded yet.