Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Lorimer Young

  IRN DXY00070

  • [FCA CF] Significant management (since 8 Jul 2025)
• David Montgomery

  IRN DXM00298

  • SMF24 Chief Operations (since 20 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
• David Nicholas Foggin

  IRN DNF00003

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 10 Jan 2002)
• David Philip Allvey

  IRN DPA01021

  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Mar 2016)
  • CF2 Non Executive Director (17 Apr 2015 to 6 Mar 2016)
• David Prior

  IRN DXP00082

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 2 Sep 2019)
• David Ross Hilton Heslop

  IRN DRH01061

  • CF20 Significant Mgt (Settlements) (1 Sep 2005 to 12 Feb 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 19 Jan 2006)
• David Simon Rodolphe Ebstein

  IRN DSE01029

  • SIMF7 Group Entity Senior Insurance Manager Function (22 Jan 2018 to 3 May 2018)
• David Victor Paige

  IRN DVP01012

  • CF15 Internal Audit (12 Jun 2002 to 10 May 2004)
  • CF14 Risk Assessment (12 Jun 2002 to 10 May 2004)
• Dawn Marie Anderson

  IRN DXA00345

  • [FCA CF] Significant management (since 14 Aug 2023)
• Deborah Stott

  IRN DXS01034

  • [FCA CF] Significant management (since 19 Aug 2024)

• Age Concern Funeral Services Limited (no longer appointed)

  FRN 216869 · Appointed 26 Jul 2002 · Until 14 Jan 2004

• Age Concern Cornwall Trading Ltd (no longer appointed)

  FRN 216785 · Appointed 24 Jul 2002 · Until 14 Jan 2004

• Age Concern Lindsey (no longer appointed)

  FRN 216786 · Appointed 24 Jul 2002 · Until 14 Jan 2004

• Age Concern Exeter (no longer appointed)

  FRN 214326 · Appointed 2 Jul 2002 · Until 14 Jan 2004

• Premier Commercial Ltd (no longer appointed)

  FRN 212777 · Appointed 31 May 2002 · Until 21 May 2003

• Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)

  FRN 210848 · Appointed 5 Apr 2002 · Until 6 Jan 2004

• Age Concern Hyndburn (no longer appointed)

  FRN 207113 · Appointed 29 Oct 2001 · Until 14 Jan 2004

• Age Concern (Crawley) (no longer appointed)

  FRN 197156 · Appointed 25 Oct 2001 · Until 14 Jan 2004

• Nottingham Property Services Ltd (no longer appointed)

  FRN 207103 · Appointed 17 Oct 2001 · Until 14 Jan 2005

• AMS-Affinity Membership Services Limited (no longer appointed)

  FRN 207050 · Appointed 6 Aug 2001 · Until 14 Jan 2004

No changes recorded yet.