Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Louise Mary Bartley
IRN LMB00022
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Lucille Mary Eaglen
IRN LMG00009
- CF21 Investment Adviser (24 Apr 2002 to 5 Dec 2003)
Lucy Kate Williams
IRN LKW00011
- CF10 Compliance Oversight (9 Aug 2007 to 2 Dec 2009)
Luke Christodoulides
IRN LXC00083
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Luke Crichton Restarick Beeson
IRN LXB00570
- [FCA CF] Significant management (15 May 2023 to 7 May 2024)
Marc Edward Andrews
IRN MEA00010
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Marcus Jason Brown
IRN MJB00111
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Mark Addison Vail
IRN MAV00011
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)
Mark Andrew Burgess
IRN MAB01212
- SMF12 Chair of the Remuneration Committee (since 15 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (20 Oct 2023 to 14 Dec 2023)
Mark Atkinson
IRN MXA00030
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Robinson Leslie (Risk Services) Limited (no longer appointed)
FRN 201573 · Appointed 18 Oct 1999 · Until 14 Jan 2004
Springfield Insurance Services (no longer appointed)
FRN 201475 · Appointed 21 Sep 1999 · Until 11 Sep 2002
Age Concern St Helens (no longer appointed)
FRN 201359 · Appointed 21 Jun 1999 · Until 14 Jan 2004
C.P. Bennet Ltd (no longer appointed)
FRN 201331 · Appointed 14 Jun 1999 · Until 2 Jun 2003
Age Concern Liverpool (Services) Ltd (no longer appointed)
FRN 201332 · Appointed 4 Jun 1999 · Until 14 Jan 2004
Tartan Insurance Services (no longer appointed)
FRN 189427 · Appointed 1 Jun 1999 · Until 14 Jan 2004
E.L.M. Essentials (no longer appointed)
FRN 201312 · Appointed 26 May 1999 · Until 14 Jan 2004
AWR Insurance Services Ltd (no longer appointed)
FRN 116495 · Appointed 24 May 1999 · Until 14 Jan 2004
Age Concern Wigan Borough Eenterprises (no longer appointed)
FRN 201355 · Appointed 29 Apr 1999 · Until 14 Jan 2004
Eyre Insurance Services (no longer appointed)
FRN 119135 · Appointed 25 Apr 1999 · Until 2 Jun 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.