Marcus Jason Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Jan 2011 to 7 Aug 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 6 Jan 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Aug 2008 to 28 Feb 2010)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 21 Jul 2008)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 8 Dec 2005)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 8 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.