Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF13 Chair of the Nominations Committee (since 6 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (since 15 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (20 Oct 2023 to 14 Dec 2023)
    • SMF12 Chair of the Remuneration Committee (since 15 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (20 Oct 2023 to 14 Dec 2023)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF3 Chief Executive (29 Aug 2019 to 28 Sep 2019)
    • CF30 Customer (23 May 2011 to 28 Sep 2019)
    • CF1 Director (1 Mar 2011 to 28 Sep 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF3 Chief Executive (29 Aug 2019 to 28 Sep 2019)
    • CF1 Director (11 Aug 2014 to 28 Sep 2019)
    • CF30 Customer (23 May 2011 to 28 Sep 2019)
    • CF29 Significant management (1 Mar 2011 to 14 Aug 2014)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF30 Customer (23 May 2011 to 9 Dec 2018)
    • CF1 Director (1 Mar 2011 to 19 Sep 2018)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF30 Customer (23 May 2011 to 28 Sep 2019)
    • CF29 Significant management (1 Mar 2011 to 28 Sep 2019)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF30 Customer (23 May 2011 to 28 Sep 2019)
    • CF29 Significant management (1 Mar 2011 to 28 Sep 2019)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF27 Investment Management (9 Jul 2007 to 31 Oct 2007)
    • CF1 Director (6 Jan 2003 to 30 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.