Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sarasin & Partners LLP
FRN 475111
- SMF13 Chair of the Nominations Committee (since 6 Mar 2026)
- Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2025)
-
Aviva Investors Global Services Limited
FRN 119178
- SMF12 Chair of the Remuneration Committee (since 15 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (20 Oct 2023 to 14 Dec 2023)
-
Aviva Investors UK Fund Services Limited
FRN 119310
- SMF12 Chair of the Remuneration Committee (since 15 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (20 Oct 2023 to 14 Dec 2023)
-
- CF3 Chief Executive (29 Aug 2019 to 28 Sep 2019)
- CF30 Customer (23 May 2011 to 28 Sep 2019)
- CF1 Director (1 Mar 2011 to 28 Sep 2019)
-
- CF3 Chief Executive (29 Aug 2019 to 28 Sep 2019)
- CF1 Director (11 Aug 2014 to 28 Sep 2019)
- CF30 Customer (23 May 2011 to 28 Sep 2019)
- CF29 Significant management (1 Mar 2011 to 14 Aug 2014)
-
- CF30 Customer (23 May 2011 to 9 Dec 2018)
- CF1 Director (1 Mar 2011 to 19 Sep 2018)
-
- CF30 Customer (23 May 2011 to 28 Sep 2019)
- CF29 Significant management (1 Mar 2011 to 28 Sep 2019)
-
- CF30 Customer (23 May 2011 to 28 Sep 2019)
- CF29 Significant management (1 Mar 2011 to 28 Sep 2019)
-
- CF30 Customer (1 Nov 2007 to 31 Oct 2010)
- CF27 Investment Management (9 Jul 2007 to 31 Oct 2007)
- CF1 Director (6 Jan 2003 to 30 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.